Weekend Studying For Monetary Planners (Feb 4-5)


Benefit from the present installment of “Weekend Studying For Monetary Planners” – this week’s version kicks off with the information that the SEC has issued a danger alert outlining Reg BI-related deficiencies found throughout current examinations of broker-dealers, from dual-registered advisors not clearly speaking whether or not they had been appearing as a commission-based dealer or a fee-based funding adviser to companies failing to replace their coaching and compliance techniques to fulfill the necessities of Reg BI.

Additionally in business information this week:

  • Annuity gross sales hit report ranges in 2022, probably spurred on by risky markets and rising rates of interest
  • A current survey means that an awesome proportion of each employers sponsoring retirement plans and their staff are serious about receiving recommendation from monetary advisors

From there, we now have a number of articles on advisor advertising and marketing:

  • How advisors can get extra shoppers by devoting simply two hours monthly to advertising and marketing
  • 5 research-backed ways advisors can use to enhance their advertising and marketing ROI
  • How discovering a ‘affected person zero’ may help new companies market to their chosen area of interest

We even have quite a lot of articles on investing:

  • Why falling rates of interest weren’t essentially the important thing driver of funding returns through the previous 25 years
  • Why there may not be a rush amongst buyers to fastened revenue investments, at the same time as yields attain ranges not seen in years
  • Whereas Listed Common Life insurance policies have been insurance coverage firms’ hottest merchandise in recent times, financial headwinds and considerations about their utility might sluggish their development

We wrap up with three closing articles, all about Synthetic Intelligence (AI):

  • How AI might revolutionize a variety of professions, from schooling to medication
  • How ChatGPT and different giant language fashions can be utilized by funding professionals now and sooner or later
  • How AI techniques might each create better efficiencies for human monetary advisors and problem present advisory enterprise fashions within the years forward

Benefit from the ‘mild’ studying!

Learn Extra…


Leave a Comment